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Overview

Employees
4,687 employees
Type
Nonprofit
Revenue
$500 million to $1 billion (USD) per year
Competitors
N/A
Headquarters
Washington, District of Columbia
Founded
2007
Category
Investor protection. Market integrity.

**COVID-19 Update: FINRA remains fully operational and is continuing to hire and onboard new employees remotely to carry out all of our vital regulatory responsibilities, protecting investors and market integrity.** FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,700 firms and 630,000 brokers across the country. Our ultimate goal is to foster robust, but fair and orderly, markets in which America’s 90 million investors can feel confident. With more than 3,500 employees nationwide, FINRA is committed to a diverse, high-performance workplace. We recognize that it’s the hard work, passion and dedication of our team that makes FINRA the strong, successful organization it is. That’s why we offer a competitive compensation, benefits and services package. And at FINRA, we offer more than just a job; we provide employees with the learning and educational tools needed to enhance their knowledge, talents and abilities—whether it’s an online course to enhance productivity or a seminar to maximize leadership skills. At FINRA, we believe your work can be your passion. The Financial Industry Regulatory Authority (FINRA) is an independent regulator for securities firms doing business in the U.S. Financial Industry Regulatory Authority Inc. operates as non-governmental self regulatory organization. The Authority oversees member security brokerage firms and exchange markets, as well as establishes regulation, examines member firms for compliance, and disseminates information to investors. The Financial Industry Regulatory Authority—FINRA—is dedicated to investor protection and market integrity. The company’s highly trained team of professionals protect investors by writing and enforcing the critical rules and regulations that govern more than 3,700 firms and 634,000 brokers across the country.

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